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INVESTMENT ADVISORY

Personalized Strategies for Your Financial Goals

Take the first step toward elevating your financial potential.

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Investment Advisory

Investment Advisory Services

We understand that everyone isn't cut out to be an expert about the U.S. stock market or global economies. However, that doesn’t mean you’re not able to invest your money for the future, whether it’s for retirement planning, college funding or some other financial goal.

You may not have the time or interest to manage your finances. Or you may not feel comfortable making investment portfolio decisions on your own — and that’s okay. That’s why we’re here to help you with our investment advisory service from W&S Wealth Solutions.

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What Our Investment Advisory Services Can Do For You

For a quarterly fee, W&S Wealth Solutions provides you with the following suite of investment advisory services:

Investment advice
Portfolio design and management
Performance reporting
Account administration

These investment advisory services may appeal to you if you lack the interest, time and/or expertise to make your own investment portfolio decisions. W&S Wealth Solutions portfolios — designed for clients with a minimum of $75,000 of investable assets — are comprised of affiliated and unaffiliated mutual funds, exchange-traded funds (ETFs) and money market funds.

The Process of Building Your Portfolio Begins With a Financial Assessment

Your investment journey begins with a virtual or in-person meeting with your financial advisor. With your advisor, you'll review your goals, risk comfort, timeline, liquidity needs, and personal preferences. Based on this discussion, we’ll help you build a diversified portfolio of mutual funds and exchange-traded funds (ETFs).

Our investment advisory services also focus on helping you stay on track. We monitor market conditions and adjust your portfolio as needed. You’ll receive quarterly performance reports and meet with us regularly to discuss any changes in your life or goals.

The Value of Developing Your Financial Advisor Relationship

A financial advisor can help you feel more confident in your decisions and provide focused investment guidance. While any licensed agent can assess your needs, only financial advisors can discuss investment advisory services.

W&S Wealth Solutions financial advisors are registered to offer these services with a Series 65 or 66 - earned by passing an exam or holding a designation like Certified Financial Planner (CFP®), Chartered Financial Analyst (CFA®), Personal Financial Specialist (PFS), Chartered Financial Consultant (ChFC®), or Chartered Investment Counselor (CIC). If you have $75,000+ in investable assets, you may value their personalized support.

Get Started

Let’s begin building a relationship together to help grow your wealth potential and achieve your financial goals.

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We Tailor a Diversification Strategy According to Your Risk Tolerance

We know that when it comes to risk, one size doesn’t fit all. We tailor a diversified strategy that is designed around your specific risk tolerance, which can range along a continuum from conservative to aggressive. With W&S Wealth Solutions, you’ll have access to a wide variety of asset classes:

Portfolio attribution and allocation is subject to change without notice. The investment allocations are the result of analysis was based on current market conditions and bond offerings.

We Build Investment Portfolios to Fit Your Individual Preferences

W&S Wealth Solutions also gives you access to a variety of investment portfolios designed to align with your investing goals, diversification strategy, risk tolerance and amount of investable assets. Investments seeking higher rates of return generally involve a higher risk of principal.

EnFocus™

Focus on growing assets rather than investing for income
Account minimum of $75,000

Total Return

Aim for maximum return potential
Minimal immediate income need
Account minimum of $250,000

Income Oriented

Desire immediate and ongoing income stream
No immediate need to withdraw a significant portion of the investable assets
Account minimum of $250,000

Socially Conscious

Prefer funds that take a proactive stance based on certain environmental, social, and corporate governance principles
Minimal immediate income need
Account minimum of $250,000

Tax Aware

Strive to reduce the erosion of return caused by taxes on investment income and gains
Minimal immediate income need
Account minimum of $250,000

Knowing Your Financial Style Can Enhance Your Approach to Investing

Determining your unique financial style can help you better understand your personal approach to investing and what your risk tolerance may be. Are you a Prideful Explorer, Thoughtful Planner, Active Provider, Advice Seeker, Enthusiastic Investor or Joyful Spender? Our financial style quiz can identify which of the six different styles most closely matches you.

Financial Style Quiz

Benefits of Working With Us

Professional Account Management
Your financial advisor is supported by a team of investment professionals who actively monitor your portfolio, leverage investment opportunities and execute trading decisions.

Regular Reviews
In addition to annual meetings with your financial advisor, you’ll receive regular custodial statements and quarterly performance reports to help you and your financial advisor make sure your investments continue to meet your financial needs.

All-in Fees
A minimum quarterly advisory fee applies. In addition, you will incur expenses associated with the mutual funds selected. Trades are made with the end goal of enhancing your portfolio’s performance, managing risk or meeting your cash flow needs. Your quarterly fee is based on your account value.

A Financial Partner You Know
Your financial advisor will take time to get to know you — and your hopes and dreams. He or she will meet with you at least annually to talk about your changing needs, provide market outlook updates and review your investment performance. Together you can discuss any adjustments necessary to help meet your evolving financial needs.

Our Sub-Advisor Delivers Management Expertise, Strength & Stability

As the sub-advisor for W&S Wealth Solutions, Fort Washington Investment Advisors, Inc. creates model portfolios to address the objectives and risk tolerance of a range of investors. Fort Washington's Investment professionals and Due Diligence Committee determine asset allocation and select investments for strategies which include the model portfolios. The Due Diligence Committee is comprised of senior leaders from across Fort Washington. Fort Washington is a SEC registered investment advisor¹.

Financial Strength

Fort Washington, founded in 1990 as the primary investment arm of Fortune 500 company Western & Southern Financial Group, is led by President & CEO Maribeth S. Rahe and Co-Chief Investment Officers Christopher D. Shipley and Brendan M. White.

Long-Term Perspective

Backed by strong capital support from its parent company, Fort Washington focuses on long-term investment strategies.

Breadth & Depth of Experience

Fort Washington’s team averages over 20 years of industry experience and offers services across diverse asset classes, investment policy development, and wealth planning - helping institutions and individuals reach their financial goals.

Take the Next Step in Managing Your Investments

Talk with a Financial Advisor

Give us a call 877-367-9734 877-367-9734

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Make informed choices about your financial future. Visit BrokerCheck by FINRA.

Securities and Advisory Services offered through W&S Brokerage Services, Inc., member FINRA/SIPC and a Registered Investment Advisor. All companies are members of Western and Southern Financial Group.

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IMPORTANT DISCLOSURES

¹ Registration as an investment advisor does not imply any level of skill or training.

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